The Legal & Compliance Officer will have the opportunity to develop the new role, support the operations and train the team members.
She/he will have a thorough understanding of the requirements of the Luxembourg-based fund industry and will act as the gate keeper for the entire team.
The Legal & Compliance Officer will be managing the full regulatory reporting cycle and be the main point of contact with external parties such as the fund administrator, AIFM, and regulators.
She/he will be a critical part of the operational team and will work closely with the Finance Director and Operating Partner out of the firm’s Brussels office.
Your main responsibilities :
- Secure full compliance with relevant regulations
- Set up a control framework to conduct periodic compliance reviews on specific areas of the business, such as client KYC and policy revisions
- Regulatory reporting to Belgian, Luxembourg and Swiss regulators
- Perform AML controls on investments and support on-boarding process of new investors
- Follow up on relevant new regulations
- Manage the day-to-day relationship with the regulators, fund administrator and the fund AIFM
- Provide team members AML training applicable in their day-to-day work
- Review and process NDAs, Term Sheets, and transaction documents
- Ad-hoc assignments.